Archive for September, 2016

Richard Blair and Investment Advisory Investment Advisory

by WilliamV .

An investment advisory, aka financial advisory, as in investment or financial organizations, consist of an unit of investment professionals in s central asset management to important clients or the clients’ relationship managers of the asset management organization. According to the Investment Advisors Act of 1940, an investor advisor is any group or person that makes recommendations about investments or performs securities analysis for a fee. Whether it’s done by publications or through the clients’ asset management, the performance of these services qualify the group or person as an investment advisor according to the Investment Advisors Act of 1940. According to the U.S. Financial Industry Regulatory Authority (FINRA), terms like a financial planner and financial adviser are job titles or general terms utilized by investment professionals. FINRA describes the main investment professionals’ groups who may utilized the term financial advisor as being insurance agents, brokers, accountants, financial planners, lawyers, and investment advisers.

Investment advisors, aka financial advisors, who have enough assets to register with the Securities and Exchange Commission (SEC) are known as a Registered Investment Advisor, or RIA. They explain investment experts’ ideas to their external or internal clients and recommends adequate investment solutions. They also identify the clients or their organization’s relationship managers’ wishes and needs and transmit them to the unit of central asset management. The financial products and services they offer also depends on the licenses they hold. For example, an insurance agent who sells life insurance may also be qualified to sell variable annuities. A financial advisor may be able to produce financial plans and/or sell financial products.

About Richard Blair

Richard Blair is the founder and CEO of Wealth Solutions, a registered investment advisory organization established in 1994 and located in Austin, Texas. The goal of this company is to make positive and significant differences for families, individuals, and small business owners by helping them to use strategies for retirement income planning and to avoid common pitfalls. And as a result, his knowledge and expertise for retirement planning has been honed.

In his earlier days, Blair was always attracted to the world of education. He witnessed from some of his loved ones how teaching can help one’s confidence and knowledge to grow. Using this teaching aspect along with his natural aptitude for finance, Blair started to assist clients when he entered the financial services industry after graduating from college.

 

U.S. Money Reserve and Its Contribution in the Precious Metals Industry

by WilliamV .

U.S. Money Reserve began in 2001 and based in Austin, Texas. It is the largest distributor U.S government issued gold, silver, and platinum. Most clients depend on U.S. money reserve to diversify their assets mainly with gold or silver coins. They have over 100 highly trained specialists who are professionals in different areas including senior gold specialist, numismatic expert, coin research specialist, and sales verification personnel. They also have an excellent customer relations department, support business development, inventory department as well as compliance and standards department.

US Money Reserve began when the veterans in the gold market realized a need to combine expert knowledge, excellent customer service, as well as guidance from a trusted source in the purchase of the coins and bullion. The US Money Reserve has Philip Diehl as the President with Angela Koch as the CEO. While using her background in business planning, acquisitions and mergers, strategy and due diligence, Koch oversees the operations and serves as the pace setter for the organization. Therefore, with her excellent leadership at the U.S Money Reserve, the institution has offered satisfactory result at his clients thus getting AAA rating for the Business Consumer Alliance. They seek to develop sustainable relationships with customers and help them in making the best decisions in the precious metals industry.

U.S Money Reserve has an online e-commerce catalog as well as a new website, which is a significant reflection of their status as a leader in the precious metals service. The new features represent their values of trust and dedication towards an excellent customer service to their clients. They also include the features of their coin photo gallery, the photo of their current president Philip Diehl and a responsive tool that enables interaction with their clients. The online shop gives a competitive pricing on gold and silver bullion and bars.

Additionally, U.S Money Reserve scooped four awards from the 2016 Videographer Awards. They received two Awards of Excellence in the “TV/Commercial/ Product and “Creativity (TV)/Cinematography categories. Winning the Award of Excellence has earned the organization’s creative teams a high recognition. The other two awards include the Award of Distinction and Honorable Mention for the spot called “Pearl Harbor Show.” Therefore, U.S Money Reserve through a team of qualified professional offers the best services in the precious metal industry thus earning recognition as one of the world’s largest private distributor of gold, silver, and platinum legal products.

 

The 17 Million Dollar Tip

by WilliamV .

Labaton Sucharow’s SEC Whistleblower Practice, the first law firm in the United States to focus on representing whistleblowers, proudly announced that one of their clients was recently awarded $17 million for information that brought securities law violations to light. The award is the second-largest amount given to a whistleblower since the Dodd-Frank Act’s whistleblower rewards program began six years ago. The anonymous person gave the Securities and Exchange Commission (SEC) the tip though Labaton Sucharow LLP, which led to the high dollar sanctions against a leading firm in the financial services industry. According to SEC whistleblower attorney Jordan A. Thomas, other employees at the financial services firm kept quiet; only his law firm’s client had the courage to speak up and prevent investors from further harm. His or her courage was well rewarded. http://www.prnewswire.com/news-releases/second-largest-sec-whistleblower-award-granted-to-labaton-sucharow-client-300282555.html

Jordan A. Thomas of the law firm Labaton Sucharow LLP also represented the first public company officer to obtain a monetary incentive for furnishing the SEC with a tip about wrongdoing.

Whistleblower assistance is a valuable tool for the SEC, which is why individuals, or several people acting jointly, may receive 10 to 30 percent of sanctions totaling $1,000,000 or more. Swift action by the SEC minimizes harm to the market and to investors, which is why the SEC pays higher monetary incentives to tipsters who have original, credible information that they promptly report. Individuals who delay reporting possible violations may have their reward reduced. Prompt assistance if the SEC needs more information may increase a person’s reward, although rewards never exceed 30 percent. Monetary rewards are paid from the Investor Protection Fund established by Congress. Individuals who are concerned that they are ineligible for a whistleblower reward should consult an attorney. There are a number of regulations governing who is eligible for a reward and exceptions to the various regulations.

Although the SEC has not publicly named whistleblowers, the only way to make an anonymous report is through an SEC whistleblower lawyer. An attorney specializing in securities law may also help his or her client draft an easily discernible submission that contains sufficient information for the SEC to act.

How the SEC Whistleblower Protection Regulations are Implemented

by WilliamV .

The whistleblower protection laws were passed after the approval of the Wall Street Reforms of Dodd-Frank and the Consumer Security Act by the United States Congress in 2010. The regulations that were created under the Dodd-Frank Act are devoted to ensuring the protection of the SEC informants by guaranteeing them job security and giving them a financial incentive. Anyone who offers information to the Securities and Exchange Commission on the fraudulent transactions of any organization qualifies to be protected by the laws.

Many firms that solely practice whistleblower representation law have currently emerged. They are committed to safeguarding the rights of the SEC informants and providing them with legal representation. A leading company in the sector if the Lebaton Suchara law firm. It was one of the frontrunners of the industry, and it has currently structured itself to offer outstanding representation to the SEC whistleblower. The company is served by well-trained attorneys and other professionals who include financial analysts, in-house investors, and forensic auditors. The experts have sufficient knowledge and experience on the enactment of the federal and state securities laws, and this enables them to provide unparalleled representation services to the clients.

The whistleblower representation team of Lebaton Sucharow is headed by Jordan A. Thomas. Mr. Thomas is an experienced attorney and he once held senior offices at the Securities and Exchanges Commission. He was its deputy director and the assistant chief litigations counsel of the enforcement department. Jordan is celebrated in the industry for his significant input in the drafting and execution of the SEC’s laws that protect the whistleblowers.

According to the whistleblower protection program, the informant of the commission is given approximately 10-30 percent of the money that the offenders pay. The ceiling of this amount is one million dollars. However, the informant can also be offered more money by other government law enforcement agencies that collect penalties as a result of the information that is provided by the whistleblower. The law also defends the informant from being sacked or harassed by the employers.

The SEC whistleblowers can also report cases without disclosing their identity, and this is by using attorneys to represent them. The attorney-client privilege is used by the SEC to safeguard the information that the whistleblowers provide. Consulting the SEC is free to both U.S citizens and foreigners. Any interested person can learn more about the whistleblower representation laws by contacting the whistleblower representation team via telephones or emails.

Madison Street Capital Is the Finalist of the M&A Advisor Awards

by WilliamV .

Madison Street Capital has been announced as the finalist for the 15th Annual M&A Advisor Awards. The M&A Advisor made the announcement through PR.com on August 29, 2016. The awards are popularly known and respected as a highpoint of achievements in the financial sector. The M&A Awards acknowledge excellence in deal making, financing, and restructuring as well as celebrating accomplishments and contributions of leading companies and professionals in the financial industry.

Madison Street Capital got the nomination for International Industrials Deal and Boutique Investment Banking of the year. The international and industrials deal of the year acknowledged the role of Madison Street Capital in facilitating the acquisition of Acuna and Asociados S.A by Dowco. Karl D’Cunha is the senior managing director at Madison Street Capital. Karl is the man behind the purchase transaction. Read more: http://www.benzinga.com/pressreleases/16/08/r8401008/madison-street-capital-announced-as-finalist-for-the-15th-annual-m-a-ad

Charles Botchway is the founder and chief executive officer of Madison Street Capital. Charles expressed his delight saying that the firm was pleased to have been of help to Dowco with the acquisition. Dowco has been a longstanding client of Madison Street Capital. Charles stated that the company was honored to be a finalist. Dealmakers at Madison Street Capital work tirelessly to ensure that they connect the firm’s clients with the growing and emerging businesses that meet their diverse needs to ensure continued success.

Karl D’Cunha explained that the acquisition of Acuna & Asociados S.A was not a walk in the park because it involved a cross-border transaction. Karl said that the recognition was such an honor for Madison Street Capital. The awards event will take place at the New York Athletic Club on November 9th. It is during the 15th Annual M&A Advisor Awards Gala that the winners of the awards will be announced.

About M&A Advisor
The M&A Advisor was founded in 1998. The firm had an objective of offering insights and intelligence on M&A activities. Madison has been in operation for over eighteen years. The firm has been able to establish the leading global network of M&A, finance experts, and turnaround. Today, the firm is honored to present and recognize the success of and facilitate connections between the top performers of the industry throughout the world. The company offers a broad range of services.

About Madison Street Capital
The company is an international firm that deals with investment matters. The firm has a commitment to offering excellent investment and financial services. The firm also provides advisory services, valuation services, merger and acquisition expertise, and financial options. Madison Street Capital offers the services to position customers to succeed in the global marketplace.

Madison Street Capital believes in establishing strong businesses all over the United States. It is based in Chicago. It has a team of professionals who have exceptional knowledge and experience in investment issues. Its philanthropic deeds of supporting organizations like United Way make a difference in communities all over the globe.

Madison Street Capital foresees a successful 2016

by WilliamV .

According to Madison Street Capital, LLC, hedge fund industry assets are at an all time high even as most of the hedge fund companies have recorded mediocre performances in the year 2015. The report by Madison street capital also showed that there were 42 hedge fund deals that were made as of 2015 and this number exceeded that of the initial 32 which were closed in 2014. There was an increase in the number of investors coming on board and they are taking up investments and massive allocations to the alternative asset management platform as a way of getting ahead the liabilities likely to occur. These are some of the factors that propelled a rise in the fourth quarter of 2015 and things are looking up for the year 2016 should these trends keep going.

The pedestrian performances by the hedge fund industry assets have seen the smaller outfits struggling to find new forms of investments and capital and this has them operating below their expected levels. The result of this is that the managers are incurring high operational costs and on the other hand they are having pressure coming down on them in term of their fees. There is need for the hedge fund managers to seek and implement alternative strategic policies. There is opportunity for growth in 2016 as the industry is seeking more ways to accommodate both the sellers and the buyers with accommodations being made to incorporate newer M&A opportunities, revenue share stakes, PE stakes and so forth.

Madison street capital, LLC is an international investment banking firm that works diligently to provide leading corporate finance, and mergers and acquisitions advisory. The company has specialists who have years of experience when it comes to financing, they are equipped with exceptional knowledge and extensive relations that have made them a world class middle market investment banking firm. Based in Chicago Illinois, the company has locations in north America, Africa, and Asia. Their services include; business valuation services, valuations for financial reporting, restructuring services, valuations for hedge funds, mergers and acquisitions for hedge funds, buying and selling for private equity, middle marketing investment banking among others.

The firm has accumulated years of experience having dealt with client from a variety of backgrounds and this has sought to keep them at the top. The professionals who work out of this firm have made it their mandate to understand their clients’ needs and tailor make their solutions for them using carefully researched analysis allowing them to come up with the best cause of action. Their foundation on achieving the highest forms of dedication to their clients has earned them trust in the industry as well as their contribution to the growth of emerging markets.

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Madison Street Capital Firm Overview 2011 from Madison Street Capital